Investment banking are banking activities associated with securities underwriting, making
A、savings
B、investment banking
C、real estate operations
D、information processing
A.Riegel-Neal
B.The Federal Reserve Act of 1913
C.Glass-Steagall
D.Gramm-Leach-Bliley
A、An investment bank can assist clients with M&A
B、An investment bank can assist clients with debt underwriting
C、An investment bank is not a consumer banking
D、An investment bank aid companies in going public
A、Merrill Lynch.
B、Lehman Brothers.
C、Goldman Sachs.
D、Morgan Stanley.
A. competitive bidding.
B. best efforts.
C. bought deal.
The great changes happening to American finance can be reflected by ______.
A.the gradual transformation of shadow banking system
B.the prosperity of independent investment bank Wall Street relies on
C.the bankruptcy of Bear Stearns and Merrill Lynch after being swallowed
D.the conversion of Goldman Sachs and Morgan Stanley to commercial banks
A) under the circumstances, not in violation of the Code and Standards.
B) in violation of the Standard concerning disclosure of investment processes.
C) in violation of the Standard concerning fiduciary duties to clients.
D) in violation of the Standard concerning prohibition against misrepresentation.
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