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提问人：网友SINLAND 发布时间：2022-01-07
[主观题]

In a primary market, _________ sell new issues of securities; in a secondary market, _________ assist in trading previously issued securities.

A、securities dealers; securities brokers

B、securities brokers; securities dealers

C、investment banks; securities brokers and dealers

D、securities brokers and dealers; investment banks

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更多“In a primary market, _________ sell new issues of securities; in a secondary market, _________ assis…”相关的问题
第1题
By positioning this man “midway between eternity and flux of time” Pico intends him to enjoy the following except ________.

A、boundless freedom

B、“the servant of sin”

C、acuteness of senses, inquiry of reason and light of intelligence

D、“higher divinity”

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第2题
A profit-maximizing firm in a competitive market will increase production when average revenue exceeds marginal cost.
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第3题
In a perfectly competitive resource market the labor supply curve facing the single firm is( )

A、vertical.

B、horizontal.

C、downward-sloping.

D、upward-sloping.

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第4题
The structural view of language sees language as__________ made up of various subsystems: p __________, m__________ , and s__________ .（三个子答案间用英文逗号相隔，如“，”）
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第5题
__________ international financial investment involves investing in a financial asset denominated in a foreign currency without hedging the future proceeds of the investment back into one’s own currency.

A、Spot

B、Future

C、Covered

D、Uncovered

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第6题
Because of their _________ liquidity, _________ U.S. government securities are called secondary reserves.

A、low; short-term

B、low; long-term

C、high; short-term

D、high; long-term

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第7题
The U.S. birthrate began to decline in the middle 1950's, resulting in a smaller College age population starting in the middle 1970's. Something else happened in the 1970's: the price of oil increased tremendously, driving up the price of almost everything and making Americans aware that their large automobiles used a lot of gasoline. At the same time, foreign car manufacturers had begun to produce small fuel efficient cars in large quantities for the export market. Suddenly, the large, gas guzzling American cars were no longer attractive to American buyers, who began buying foreign cars by the thousands. The American automobile industry went into a recession. Thousands of automotive workers were laid off, as were thousands of people in industries indirectly connected with the auto industry. People who are laid off tend to keep what money they have for necessities, like food and housing. They do not have the extra money needed to send their children to college. Their children cannot pay their own college costs, because during a recession they cannot find jobs. High unemployment means that more state funds must be used for social service—unemployment benefits and to aid dependent children, for example—than during more prosperous times. It also means that the states have fewer funds than usual, because people are paying fewer taxes. Institutions of higher education depend on two major sources of income to keep them functioning: tuition from students and funds from the states. At the present time, there are fewer students than in the past and fewer state funds available for higher education. The colleges and universities are in trouble.

What is the main idea of this passage?

A．The rising of oil price drove up the price of everything.

B．There were many reasons why higher education was in trouble in the 1970's.

C．Birthrate began to decline in the U.S.A. in 1950's.

D．High unemployment caused a lot of social problems.

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第8题
Which of the following best explains the difference between brokers and dealers?

A、Brokers are pure middlemen; dealers make markets by standing ready to buy and sell at given prices.

B、Dealers are pure middlemen; brokers make markets by standing ready to buy and sell at given prices.

C、Dealers link up buyers and sellers, but do not stand ready to buy and sell from their inventories of securities; brokers stand ready to buy and sell from their inventories of securities.

D、There is no difference between brokers and dealers.

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第9题
Securities dealers _________

A、sell securities out of their inventories to customers who want to buy.

B、buy securities, which they add to their inventories, from customers who want to sell.

C、are largely responsible for the health and growth of small businesses in the United States.

D、do all of the above.

E、do only A and B of the above.

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第10题
Which of the following is not a service securities brokers offer their clients?

A、Holding customers' stock for safekeeping

B、Providing insurance against loss of the securities

C、Providing insurance against loss of value of the securities

D、Extending margin credit

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