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提问人:网友locust1980 发布时间:2022-01-07
[主观题]

The buyers of private placement securities are most likely to be _________

A、insurance companies.

B、pension funds and mutual funds.

C、commercial banks.

D、all of the above.

E、only A and B of the above.

简答题官方参考答案 (由简答题聘请的专业题库老师提供的解答)
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更多“The buyers of private placement securities are most likely to be _________”相关的问题
第1题
The ciliary body

A、is the largest part of vascular tunic.

B、divides the chamber of eye into anterior and posterior parts.

C、is colourless and transparent.

D、has a anterior portion called the ciliary ring.

E、contains smooth muscle fibers called ciliary muscle.

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第2题
Which of the following statements about private placements are true?

A、Private placements are more common for the sale of bonds than for stocks.

B、Investment bankers, though not required for a private placement, often facilitate the transaction.

C、Investment bankers help the issuing firm file the paperwork required by the SEC.

D、All of the above are true.

E、Only A and B of the above are true.

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第3题
The best known investment banker involved in mergers and acquisitions, credited with inventing the junk bond market, is _________

A、Ivan Boskey.

B、Michael Milken.

C、James Garner.

D、Michael Douglas.

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第4题
Investment bankers have been active in the mergers and acquisitions market since the 1960s. Their contributions have included _________

A、helping firms that want to acquire another firm locate a firm to pursue.

B、helping would-be acquirers solicit shareholders through a tender offer.

C、helping target firms ward off undesired takeover attempts.

D、all of the above.

E、only A and B of the above.

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第5题
Which of the following is not a step in the process by which an investment bank assists in the sale of a company or corporate division?

A、Preparation of a confidential memorandum

B、Negotiation of a letter of intent

C、Preparation of a definitive agreement

D、Forming a syndicate of purchasers

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第6题
_________ perform their main function in the primary market for securities and _________ perform their main function in the secondary market.

A、Investment banks; securities brokers and dealers

B、Securities brokers and dealers; investment banks

C、Securities brokers; securities dealers

D、Securities dealers; securities brokers

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第7题
In a primary market, _________ sell new issues of securities; in a secondary market, _________ assist in trading previously issued securities.

A、securities dealers; securities brokers

B、securities brokers; securities dealers

C、investment banks; securities brokers and dealers

D、securities brokers and dealers; investment banks

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第8题
Which of the following best explains the difference between brokers and dealers?

A、Brokers are pure middlemen; dealers make markets by standing ready to buy and sell at given prices.

B、Dealers are pure middlemen; brokers make markets by standing ready to buy and sell at given prices.

C、Dealers link up buyers and sellers, but do not stand ready to buy and sell from their inventories of securities; brokers stand ready to buy and sell from their inventories of securities.

D、There is no difference between brokers and dealers.

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第9题
Securities dealers _________

A、sell securities out of their inventories to customers who want to buy.

B、buy securities, which they add to their inventories, from customers who want to sell.

C、are largely responsible for the health and growth of small businesses in the United States.

D、do all of the above.

E、do only A and B of the above.

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第10题
Which of the following is not a service securities brokers offer their clients?

A、Holding customers' stock for safekeeping

B、Providing insurance against loss of the securities

C、Providing insurance against loss of value of the securities

D、Extending margin credit

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